II International Forum «FINANCIAL MONITORING & ANTI-MONEY LAUNDERING»

Program

PRELIMINARY PROGRAM OF THE FORUM*

October 3, 2019

09.00 - 10.00 - Welcome coffee. Registration of Forum participants.

Opening of the Forum. Welcome speech of the Organizers, presentation Participants, guests and partners of the Forum.

10.00 - 12.00 - PLENARY SESSION:  "INTERNATIONAL AML SYSTEM: GLOBAL TENDENCIES, KEY PRINCIPLES AND STANDARDS

Suggested issues for discussion:

  • International cooperation in the field of AML / CFT. Measures aimed at countering legalization: legislation and practice.
  • Practical aspects of compliance with FATCA. Declaration of the FATCA Officer.
  • Features of customer identification and approaches to the formation of annual reporting in accordance with the requirements of CRS.
  • How to ensure effective communication and timely exchange of information in countering financial crimes?
  • Sanctions. Problems with correspondent accounts in foreign banks. Recommendations.


12.00 - 12.30 - Break on coffee. Networking

12.30 - 14.00 - PRACTICAL SESSION №1:  «PROBLEMS OF APPLICATION OF INTERNATIONAL AND NATIONAL LEGISLATION OF AML/CFT»

Suggested issues for discussion:

  • Major trends in the development of national AML / CFT systems in the light of international standards.
  • Where do banks fail to combat money laundering and financial crime, and why?
  • What will be the exchange of information within the BEPS.
  • Use of tools and mechanisms for financial monitoring in the fight against corruption. Application of FATF recommendations in the anti-corruption fight.
  • Organization and management of AML financial investigations.
  • Responsibility of officials for violations of the law in the field of AML / CFT.


14.00 - 15.00 - Lunch at the hotel restaurant

15.00 - 17.00 - PRACTICAL SESSION №2: "INNOVATIVE APPROACH TO AML / CFT RISK MANAGEMENT”

Suggested issues for discussion:

  • Reg RegTech & SupTech Technologies. New practice of increasing the effectiveness of regulation and supervision.
  • The AML / CFT system in the digital economy. What threats to financial stability does FinTech carry?
  • Intellectual technologies for solving real-time financial monitoring tasks. Benefits and effectiveness of online monitoring.
  • Data management and analytics in AML / CFT.
  • Remote client identification. Opportunities for banks and the risks of abuse with customer data.
  • How can software innovations help address operational and compliance issues?
  • Discussion of reports, answers to questions. Summing up the results of the first working day of the Forum.
  • From 17.00 - Exchange of opinions, informal communication and free time.

 

October 4, 2019

10.00 - 12.00 - PRACTICAL SESSION №3: "CONSTRUCTION OF EFFECTIVE SYSTEM OF FINANCIAL MONITORING IN BANKS"

Suggested issues for discussion:

  • Successful practice of creating and operating a financial monitoring system in credit institutions. Review of practical cases and best practices.
  • Management of "compliance" in banks using compliance technologies.
  • Realization of the principle “know your client” in the bank.
  • Blocking bank accounts: reasons, causes, methods of counteraction.
  • Operations subject to mandatory control. The order and features of the.
  • Bank internal control filter. “Black list”, “toxic” companies.


12.00 - 12.30 - Break on coffee. Networking

12.30 - 14.00 - INTERACTIVE SESSION: "AML IN THE MODERN BANK - HOW TO REALIZE IN PRACTICE? "

Suggested issues for discussion:

GROUP 1: Identification of customers

  • How to determine the beneficiary (EP) and the beneficial owner (BV) of an individual and legal entity?
  • What should I do if the client refuses to provide BV data, referring to the fact that there is no consent to provide data to third parties?
  • How to establish the BV of a non-resident bank or invest. Company-non-resident (LORO account no, no deposit)?
  • What measures are taken in practice to establish public officials (FDPs), including foreign, international and national ones?

GROUP 2: Identifying high-risk operations

  • The basis for suspending and freezing customer payments?
  • How to apply for an official refusal to open an account?
  • Have you encountered clients who challenged the bank's decision to refuse to maintain / close the account?
  • Organization of work in your bank with clients at increased risk.
  • Your suggestions for topics for discussion ............? (write to office@business-format.com.ua)

 

13.30 - 14.00 - Presentation of group work results. Questions and Answers. Summing up the Conference and handing CERTIFICATES to the participants.

14.00 - 15.00 - Lunch at the hotel restaurant. Exchange of opinions, informal communication. Completion of the Forum.

 

*Organizers reserve the right to make changes and additions to the Forum program (keep an eye on updating the information on our site - www.business-format.com.ua