IV International Forum «EFFECTIVE COMPLIANCE: INTERNATIONAL PRACTICE AND STANDARDS»

Conference program

PRELIMINARY PROGRAM OF THE FORUM*

May 24 - the first working day of the Forum

09.00 - 10.00 - Welcome coffee. Registration of participants.

Opening of the Forum. Welcoming speech of the Organizers, introduction of the participants,

guests and partners of the Forum.

 10.00 - 12.00 - STRATEGIC SESSION: 

COMPLIANCE STRATEGIES 2020: MODERN TRENDS AND PROSPECTS

Offered for discussion questions:

  • Practical experience of using compliance procedures in the implementation of international business standards. Compliance as one of the elements of a company's competitive advantage.
  • Organization of business processes of an international company with regard to the requirements of corporate compliance.
  • Compliance policy in state-owned companies.
  • Standardization and certification of compliance procedures: how far should you go?
  • Anti-corruption management system. International unification of the evaluation system.
  • Practical aspects of sanctions compliance of international companies.
  • Automation of compliance procedures: is it possible to rely on IT technology?

 

12.00 - 12.30 - Coffee break

 12.30 - 14.00 - Practical Session 1:

 COMPLIANCE: BUILDING AN EFFECTIVE SYSTEM IN A COMPANY

Offered for discussion questions:

  • Key parameters for evaluating the effectiveness of the compliance service and tools for improving the efficiency of compliance procedures in the company.
  • Compliance VS internal audit. How to properly and effectively build a workflow?
  • Building interaction of the compliance service with other departments of internal control and risk management.
  • The role of the legal department in the implementation of compliance procedures.
  • Building an effective compliance culture and training system for staff compliance procedures.
  • Review of major errors in the organization of the compliance division.

 

14.00 - 15.00 - Lunch at the hotel

 15.00 - 17.00 - Practical Session 2:

COMPLIANCE CONTROL AND COMPLIANCE RISKS: MANAGEMENT AND MINIMIZATION TOOLS

Offered for discussion questions:

  • Methods of identification of compliance risks by business processes.
  • What methods of compliance risk management are most effective?
  • Compliance risk assessment options. Risk ranking.
  • Features of the organization of compliance control in banks.
  • Methods to minimize the risks of compliance system.
  • Business ethics as a tool for managing compliance risks.
  • Discussion of reports, answers to questions. Summing up the first working day.
  • C 17.00 - Exchange of opinions, informal communication, and free time.

 

May 25 - the second working day of the Forum


 10.00 - 12.00 - Practical Session 3:

COMPLIANCE AND ANTI-CORRUPTION PROTECTION OF BUSINESS

Offered for discussion questions:

  • Practical examples of detection, evaluation and prevention of possible corruption violations in the company.
  • Building a system of anti-corruption compliance in a financial institution.
  • Best practices in the field of anti-corruption compliance.
  • Managing the risk of fraud and corruption when interacting with counterparties.
  • Anti-corruption mechanisms and compliance control in the field of procurement.
  • Practice working with government agencies.
  • Code of Conduct as an element of an anti-corruption program.
  • Conducting an internal compliance investigation: methods and expert advice.

 

 12.00 - 12.30 - Coffee break

12.30 - 14.00 - INTERACTIVE BLITZ SESSION:

"EFFECTIVE COMPLIANCE - SEARCHING FOR THE BEST PRACTICES"

Exchange of experience, opinions and practice:

  • The role of compliance in commercial organizations: advisory or with direct veto on projects? How to ensure the independence of this service when making decisions?
  • Has your organization solved the problem of a conflict of interest and has a mechanism for exchanging information and joint actions between various departments of the company (compliance, lawyers, auditors, risks, etc.) been established?
  • Major errors or problems (if any) in organizing the compliance unit in your Organization and your recommendations for solving them.
  • Your suggestions for TOPICS for discussion ............? (office@business-format.com.ua)


13.30 - 14.00 - Questions and answers. Summing up and presentation of CERTIFICATES to the participants.

 14.00 - 15.00 - Light snacks and the final coffee.

Exchange of views, informal communication and the completion of the Forum.

  

* The organizers reserve the right to make changes and additions to the program of the Forum(follow the update information on our website - www.business-format.com.ua)