International

INTERNATIONAL COMPLIANCE & BUSINESS ETHICS - 2022

19.05.2022 - "BANKING DAY"

20.05.2022 - "CORPORATE DAY"

About the event

We invite you and your colleagues to take part in the annual International ONLINE Forum “INTERNATIONAL COMPLIANCE & BUSINESS ETHICS”, which this year will be held for two days in the ONLINE format and will traditionally gather on its virtual platform for professional dialogue leading banking and corporate Compliance Ambassadors from different countries.

  • May 19, 2022BANKING COMPLIANCE & AML DAY (for bank Compliance officers),
  • May 20, 2022CORPORATE COMPLIANCE DAY (for Heads of Corporate Compliance Services).

Relevance of the event. In world practice, compliance and business ethics are inextricably linked. It is also already obvious that in the era of increased digital transformation of financial technologies, as well as increasing risks and regulatory requirements in the face of global restrictions associated with COVID-19, it becomes impossible to build an effective corporate environment without a clear functioning of the compliance system and business ethics. In other words, Banks and Corporations need to change the very approach to compliance and understand that compliance solutions are not something that would be nice to have right now, they are something that needs to be discussed, transformed and improved constantly! Therefore, the Forum program includes only EXPERIENCE CASES and effective practice!

May 19, 2022 – BANKING COMPLIANCE & AML DAY

Invited to participate: Heads of Compliance, AML (AML / CFT), Internal Control and Risks, Legal Service and Economic Security of Commercial Banks, insurance and financial companies, as well as representatives of legal and consulting companies practicing in the field of Compliance and Forensic.

“BANKING DAY” – key Blocks of questions for discussion:

  • HEADLINE SESSION: GLOBAL TRENDS AND NEW CHALLENGES FOR COMPLIANCE AND AML IN BANKS
  • COMPLIANCE-SESSION: BANKING COMPLIANCE. CURRENT TASKS AND NEW TECHNOLOGIES
  • AML SESSION: FINMONITORING: TRANSITION TO A NEW LEVEL OF RELATIONS WITH BUSINESS
  • CASE – SESSION: COMPLIANCE and AML PROCESS OPTIMIZATION TOOLS
  • FINAL DISCUSSION: HOW TO MAKE COMPLIANCE PROFITABLE AND CONVENIENT?

May 20, 2022 – CORPORATE COMPLIANCE DAY

Invited to participate: Heads of Compliance, Internal Control and Risks, Legal Service and Economic Security of International and National Companies, Industrial Groups and Holdings, as well as representatives of legal and consulting companies practicing in Compliance and Forensic.

CORPORATE DAY – Key Discussion Blocks:

  • HEADLINE SESSION: CORPORATE COMPLIANCE STRATEGIES: KEY TRENDS AND LOOKING INTO THE FUTURE
  • RISK SESSION: COMPLIANCE CONTROL AND STRATEGIC RISK MANAGEMENT
  • EXPERIENCE SESSION: COMPLIANCE TOOLS TO PREVENT CORPORATE FRAUD AND CORRUPTION
  • CASE SESSION: COMPLIANCE: CURRENT TASKS AND NEW TECHNOLOGIES
  • FINAL DISCUSSION: COMPLIANCE OF THE FUTURE – IS BUSINESS READY FOR SUCH CHANGES?

What else awaits you on the forum this year:

30+ reports with real cases in Compliance, AML and Forensic;

16+ hours of practical experience and professional advice from colleagues;

Access to event materials and direct dialogue with Forum Speakers and Experts.

Personal Certificate of Participant at the end of the event!

Flexible TERMS OF PARTICIPATION:

  • Possibility of participation in 1 day or participation in 2 days of the forum with a significant discount!
  • When registering before 03/20/2022, the early bird price applies!
  • For collective applications, a nice bonus 🙂 special offer 1 + 1 = 3!

You can familiarize yourself with the current program of the forum and register as a participant directly on our website: www.business-format.com.ua In case of any questions, you can contact the organizers by phone: +38 (056) 375-72-80 / 81/82/03 or by e-mail: office@business-format.com.ua. 

Respectfully, Forum organizers – BUSINESS-FORMAT Company

* Preliminary Program

BANKING COMPLIANCE & AML DAY

(May 19, 2022)

09.00 – 11.00 HEADLINE – SESSION:   GLOBAL TRENDS AND NEW CHALLENGES FOR COMPLIANCE AND AML IN BANKS

Questions for discussion:

  • 09.00 – 09.20 Global Compliance and AML Trends 2022. Why is compliance more important today than ever, and how can it change the banking industry?
  • 09.20 – 09.40 Banks policy in the field of financial monitoring, avoidance of threats, risks and incidents. Sanctions compliance: how to deal with it?
  • 09.40 – 10.00 Topical issues of internal control in the post-quarantine period and new schemes of high-risk transactions.
  • 10.00 – 10.20 Compliance risks associated with the global digitalization of banking technologies and the introduction of FinTech.
  • 10.20 – 10.40 FATCA reporting: final preparations. CRS is around the corner.
  • 10.40 – 11.00 BEPS Plan and Tax Information Exchange: Key Points.

11.00 – 11.30 – coffee break

11.30 – 13.00 COMPLIANCE SESSION: BANKING COMPLIANCE. CURRENT TASKS AND NEW TECHNOLOGIES

Questions for discussion:

  • 11.30 – 11.50 Building an effective compliance control system in the bank: mistakes and conclusions.
  • 11.50 – 12.10 Compliance function in a commercial bank: software and procedural products.
  • Analysis, structuring, customization and implementation of compliance policies and procedures in banks.
  • 12.10 – 12.30 Evolution of compliance control in the banking sector: Using effective tools to manage compliance risks; Compliance checks of internal processes; The added value of a developed compliance culture.
  • 12.30 – 12.45 How to manage compliance risk in a bank in practice? Practical cases.
  • 12.45 – 13.00 New international compliance standard ISO37301: 2021. Major changes. 

13.00 – 14.00 – lunch 

14.00 – 15.30 AML SESSION: FINMONITORING: TRANSITION TO A NEW LEVEL OF RELATIONS WITH BUSINESS

Questions for discussion:

  • 14.00 – 14.20 Practical application of a risk-based approach to the analysis of customer transactions based on KYC. The role of the bank’s front office in KYC processes.
  • 14.20 – 14.40 Practical aspects of the implementation of the latest legislative changes in the field of financial monitoring.
  • 14.40 – 15.00 Innovative technological solutions to problematic issues of financial monitoring. Measures to improve existing systems and processes.
  • 15.00 – 15.30 How to ensure the effectiveness of AML in the era of fast payments.
  • AML problems in internet acquiring.
  • Financial monitoring during transactions with payment cards.

15.30 – 16.00  – coffee break

16.00 – 17.30 DIGITAL-SESSION: OPTIMIZATION AND DIGITAL TRANSFORMATION OF COMPLIANCE PROCESSES IN BANKS

Questions for discussion:

  • 16.00 – 16.20 Main trends in digital transformation of compliance: process automation, Artificial intelligence, Big data + machine learning, advanced analytics and risk reporting.
  • What digital components of compliance are “must haves”?
  • 16.20 – 16.40 An example of a really working innovative compliance system in a bank (adaptation of international practices, implementation experience, automated controls, digitalization of processes, etc.)
  • 16.40 – 17.00 How to reduce the cost of “paper compliance”? Process optimization tools and ways to minimize the human factor.
  • 17.00 – 17.30 Review and analysis of the main mistakes of digital transformation of the compliance department.

17.30 – 18.00 – Final open discussion of the Experts:  HOW TO MAKE COMPLIANCE PROFITABLE AND CONVENIENT? 

Summing up and ending the Forum. 

* The organizers reserve the right to make changes and additions to the Forum program

Speakers - May 19, 2022

Elena Zhukova

Founder and managing partner of the group of companies “Saivena Group” (since 1999), director of AF “Saivena-Audit”, lawyer and certified auditor. Currently, he is one of the leading specialists in Ukraine in the field of transfer pricing, BEPS plan implementation, tax consulting and audit. He is a member of working groups and public councils under the SFSU, the Ministry of Finance, where he deals with transfer pricing and the PERS plan.

Timur Musin

Director of Compliance and Ethics “BTS Digital Ventures”. Expert in compliance and ethics, AML/CFT, corporate law and fintech. Successful implementation of projects to create and improve compliance control systems in financial organizations (banks, brokerage companies). Member of the Compliance and Financial Monitoring Committee of the Association of Financiers of Kazakhstan

Yaroslav Omelchuk

Head of the Compliance Service, CCO JSC “TAScombank” (TAS Group). Compliance control expert. More than 8 years of experience in senior positions in the financial sector, including in large systemic banks and banks with foreign capital.

Mikhail Chaikin

Business Development Manager  Business Consulting – Technology risk team EY Ukraine. More than 10 years of experience in IT management and information security in Ukrainian and international companies. He was engaged in projects on international cooperation in cybersecurity and IT between the USA and Ukraine. In addition, he worked on films on digital transformation in the banking sector, industry and energy, government agencies of different countries.

Anna Gorbenko

Member of the Management Board, Director of the Financial Monitoring Department of PUMB

Area of responsibility: organization of an internal banking system for combating money laundering/terrorism financing and conducting initial financial monitoring of PUMB, including a currency control system.

She has 22 years of experience in the banking sector, 5 years – in PUMB. Prior to joining the bank, she worked at PJSC “Credit Agricole”, PJSC “OTP Bank” and the National Bank of Ukraine. Since March 2020 – she is the Member of the Management Board of JSC “PUMB”.

Gleb Bakalov

Chief Compliance Officer of NPC Ukrenergo. In compliance since 2008, he worked in financial, legal and investment companies in Ukraine and abroad, in particular, in the international AXA Group – IC AXA Insurance. The certified lawyer was trained in compliance and combating financial crimes in France, Italy, Spain, Portugal.

Tatiana Kirik

Compliance director of PJSC “Kyivstar”.

Certified lawyer, lawyer. Graduated from Kiev National University. Taras Shevchenko. She has a diploma in intellectual property, was certified by the ICA (International Compliance Association), did an internship in the leadership program at the London Business School and studied at the University of Utrecht, the Netherlands.

Many years of experience in managing legal departments in international and Ukrainian companies: Carlsberg Ukraine, KPMG Ukraine, BUNGE Ukraine, Mriya agricultural holding.

Winner of the international award C5 “Women in Compliance” 2020 – “The best compliance officer of the year in the telecom, media and technology industry”. Head of the best compliance department in Ukraine in 2020.

* Preliminary Program

CORPORATE COMPLIANCE DAY

(May 20, 2022)

09.00 – 11.00 – HEADLINE SESSION: CORPORATE COMPLIANCE STRATEGIES: MAIN TRENDS AND LOOKING INTO THE FUTURE

Questions for discussion:

  • 09.00 – 09.20 How the Compliance Policies of Companies are changing in the context of global restrictions related to COVID-19.
  • 09.20 – 09.40 International certification of compliance management systems.
  • What is required for real business compliance?
  • 12.10 – 12.30 Global Ombudsman Compliance Program in the Company. The experience of a transnational corporation.
  • 12.30 – 12.45 Correct implementation of internal control procedures in the face of emergency changes in business processes.
  • 12.45 – 13.00 Compliance in the service of government and business.
  • Sanctions compliance is a necessity and complexity of implementation in modern realities. 

11.00 – 11.30  – coffee break

11.30 – 13.00 – RISK – SESSION: COMPLIANCE CONTROL AND STRATEGIC RISK MANAGEMENT

Questions for discussion:

  • 11.30 – 11.50 Identification of the main compliance risks for the business and their reflection in the company’s compliance policies. What are the most effective compliance risk management methods today?
  • 11.50 – 12.10 Development of global business integrity standards and new risk areas.
  • 12.10 – 12.30 Compliance risk management in procurement. Third Party Verification: Risks, Trends and Opportunities.
  • 12.30 – 12.45 Business ethics as a compliance risk management tool.
  • Effective management of legal and compliance risks in the company.
  • 12.45 – 13.00 Know Your Employee: Internal Due Diligence Procedures.
  • “Tone from the Top” as one of the key elements of compliance. 

13.00 – 14.00 – Lunch

14.00 – 15.30 – EXPERIENCE – SESSION: COMPLIANCE TOOLS FOR PREVENTING CORPORATE FRAUD AND CORRUPTION

Questions for discussion:

  • 14.0 – 14.20 Algorithms for investigating corporate fraud: methods and expert advice. The role of compliance services in investigating cases of intra-corporate fraud.
  • 14.20 – 14.40 Practice of building an effective system of anti-corruption compliance and implementation of anti-corruption policy in the company.
  • 14.40 – 15.00 Cyber ​​preparedness and response to cyber threats in remote working conditions. What does the compliance department need to know?
  • 15.0 – 15.15 Implementation of a compliance culture as an effective method for minimizing corruption risks.
  • 15.15 – 15.30 An effective hotline as a key element of the compliance program. 

15.30 – 16.00  – coffee break

16.00 – 17.30 – CASE – SESSION: COMPLIANCE: CURRENT TASKS AND NEW TECHNOLOGIES

Questions for discussion:

  • 16.00 – 16.20 Experience in building an effective compliance service in the company. Practical cases.
  • 16.20 – 16.40 Transformation of the compliance function and tools to improve the efficiency of compliance procedures in the company.
  • 16.40 – 17.00 Automation of compliance processes and artificial intelligence in compliance.
  • 17.00 – 17.15 Compliance control – an effective mechanism for protecting business owners or “unnecessary” restrictions?
  • 17.15 – 17.30 Forensic: digital and physical control of the owner over resources.
  • The main tools for international investigations, tracing and asset recovery.

17.30 – 18.30 – FINAL DISCUSSION: “COMPLIANCE OF THE FUTURE – IS BUSINESS READY FOR SUCH CHANGES?”

Questions for discussion:

  • What problems and their solutions, prospects and trends do compliance managers see in the next 10 years.
  • Full involvement of the Compliance Service in the Company’s digital transformation plan and selection of the right set of competencies for working with new technologies,
  • What is the current compliance cost?
  • Concluding exchange of views – What challenges do compliance services face due to the global digitalization of business? 

Summing up the discussion and closing the Forum 

* The organizers reserve the right to make changes and additions to the Forum program

Speakers - May 20, 2022

Dauren Akshalov

MBA, Prof.PgDip.(GRC), Int.Dip.(GRC), Head of the Compliance Service of National Welfare Fund Samruk-Kazyna JSC (Kazakhstan). Deputy Chairman of the Internal Audit Committee, Risks and Compliance of the National Council for Corporate Governance, NCE Atameken

Alexandra Kirsanova

Senior Compliance Officer Central and Eastern Europe, CARLSBERG

Brief Biography: 15 years of experience in ethics and compliance, risk management, internal control and internal audit. Since January 2019, he has been working for the Danish brewing corporation Carlsberg, responsible for the effective functioning of the compliance function and the Speak Up hotline in 18 markets of Central and Eastern Europe. He has international certificates of Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA), Certification in Control Self-Assessment (CCSA).

Stanislav Kovalenko

Compliance and Data Protection Director of Ukraine International Airlines (UIA).

“Best Compliance Officer 2021” according to the Legal Practice ranking.

 

ALEXEY POVOLOTSKIY

Corporate Governance and Compliance Director of DTEK LLC. Corporate Secretary of the Supervisory Boards of DTEK ENERGY B.V., DTEK RENEWABLES B.V., DTEK OIL&GAS HOLDINGS B.V., DTEK GRIDS B.V., D.TRADING B.V., D.SOLUTIONS B.V., Corporate Governance and Compliance Director of DTEK LLC, lawyer. Member of the Board of the Professional Association of Corporate Governance, as well as a member of the Ukrainian Bar Association.

Tatiana Kirik

Compliance director of PJSC “Kyivstar”.

Certified lawyer, lawyer. Graduated from Kiev National University. Taras Shevchenko. She has a diploma in intellectual property, was certified by the ICA (International Compliance Association), did an internship in the leadership program at the London Business School and studied at the University of Utrecht, the Netherlands.

Many years of experience in managing legal departments in international and Ukrainian companies: Carlsberg Ukraine, KPMG Ukraine, BUNGE Ukraine, Mriya agricultural holding.

Winner of the international award C5 “Women in Compliance” 2020 – “The best compliance officer of the year in the telecom, media and technology industry”. Head of the best compliance department in Ukraine in 2020.

Grigory Sitenko

Team leader for legal matters cluster of countries Eastern Europe and Belarus BASF

Svetlana Makarova

Ethics & Compliance Global Head – Business Groups “NOKIA

Boris Prishchepa

Regional Compliance Business Partner Russia & CIS  Softline. Expert in combating corrupt practices, sanctions and export restrictions. Certified Lead Auditor ISO 37001

Olga Gulyaeva

Director of the Legal Department, Compliance Officer “LEGRAND RUSSIA & CIS”

Olga Ostrovskaya

Chief Compliance Officer Posti Group “Itella Russia”

Mikhail Chaikin

Business Development Manager  Business Consulting – Technology risk team EY Ukraine. More than 10 years of experience in IT management and information security in Ukrainian and international companies. He was engaged in projects on international cooperation in cybersecurity and IT between the USA and Ukraine. In addition, he worked on films on digital transformation in the banking sector, industry and energy, government agencies of different countries.

Timur Musin

Director of Compliance and Ethics “BTS Digital Ventures”. Expert in compliance and ethics, AML/CFT, corporate law and fintech. Successful implementation of projects to create and improve compliance control systems in financial organizations (banks, brokerage companies). Member of the Compliance and Financial Monitoring Committee of the Association of Financiers of Kazakhstan

Ekaterina Safronenko

Ekaterina has been with KPMG since 2015. In 2018 she worked at KPMG in London. In 2020, she received the ICA International Certification in the field of Business Compliance.

Ekaterina’s compliance experience includes assessing anti-corruption risks, analyzing compliance with FCPA requirements both within the framework of a planned M&A agreement and during a third party audit, conducting trainings for management and compliance supervisory boards of companies.

Ekaterina’s experience in corporate intelligence spans numerous compliance and due diligence projects for international companies to identify third-party risks, high-risk associations, associations with powerful political parties, involvement in illegal and ethically questionable activities. types of activities and specifics of relations with regulatory/law enforcement agencies.

Sponsors and Partners

Information Partners

Delegate's fees

 

registering and paying before  March 20,

price – “early bird”

registering and paying from March 21 to April 20

price – “standard cost”

registering and paying from April 21

price – “late bird”

Only May 19, 2022

Package “BANKING COMPLIANCE & AML DAY”

 

130 EUR

 

150 EUR

 

170 EUR

Only May 20, 2022

Package “CORPORATE COMPLIANCE DAY”

 

130 EUR

 

150 EUR

 

170 EUR

May 19 and 20, 2022 “BANKING + CORPORATE DAY” package

 

200 EUR

 

250 EUR

 

300 EUR  

(!) for all PACKAGES there is a special offer:  1 + 1 = 3

Indicate the selected participation PACKAGE:

  • Banking Day package – participation only 19.05.2022
  • Corporate Day package – participation only 20.05.2022
  • Banking + Corporate Day package – participation for two days 19.05.2022 and 20.05.2022